State Securities Commission Of Vietnam Approved Public Corporation Registration Documents Of Machines And Industrial Equipment Corporation

MINISTRY OF FINANCE                                                                                       SOCIALIST REPUBLIC OF VIETNAM

STATE SECURITIES COMMISSION OF VIETNAM                                                              Independence - Freedom - Happiness

             No. 2544/UBCK-GSDC                                                                                                         Hanoi, 9 May 2017 

Re: Approving public corporation registration documents 

To: Machines and Industrial Equipment Corporation

           Having considered the public corporation registration documents of Machines and Industrial Equipment Corporation, the State Securities Commission of Vietnam would like to give approval for your public corporation registration documents following regulations of Law on Securities and you are kindly requested to implement the following contents:

            1. Since the date on which your corporation becomes a public one, your Company shall strictly comply Law on securities and securities market, including the following obligations:

            - To timely publicize sufficient information as stipulated at Article 101 of Law on Securities, Article 35 of Decree No. 58/2012/ND-CP dated 20 July 2012 of the Government regarding detailed regulations and guidance on the implementation of some articles of Law on Securities and revised Law with additions to some articles of Law on Securities and Circular No.155/2015/TT-BTC.

            - To strictly comply with corporation administrative principles as stipulated by Law on Enterprises and Circular No. 121/2012/TT-BTC dated 26 July 2012 of Minister of Finance regarding regulations on corporation administration applied to public corporations.

             - To implement securities registration and depository; register for listing/ transactions in shares following regulations of laws.

            2. Publicized information of the Corporation on the public corporation shall be, according regulations of Law on Securities and Securities markets, reported in written document which is sent to State Securities Commission of Vietnam at the following address: No. 234 Luong The Vinh, Tu Liem, Hanoi. Within 7 days since the approval date of public corporation registration documents by the State Securities Commission of Vietnam as announced on its website, you are kindly request to implement registration and use the information disclosure system plus (IDS plus) for public corporation for the purpose of information disclosure (Appendices I and II as attached herewith).

            3. Pursuant to Circular No. 272/2016/TT-BTC dated 14 November 2016 of Minister of Finance stipulating the rate of fees and charges, regimes for fees/charges collecting and paying, management and use of fees and charges in the field of securities, applied to the State Securities Commission of Vietnam, after obtaining the approval for public corporation registration documents, you are kindly requested to send payment for public corporation management fee to the State Securities Commission of Vietnam by bank transferring to its following account:

- The beneficiary: The State Securities Commission of Vietnam

- Account number: 3511.0.1059481

- At the State Treasury of Hanoi city

            4. Supplementing Audit Report on owner's equity or latest financial statements which are audited (at the moment when your company operates as a joint stock company) as stipulated at item 4, article 33 of Decree No. 58/2010/ND-CP.

            You are kindly informed of the above contents for implementation./.